RIA CAPITAL MARKETS LIMITED
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Next accounts due
2027-09-30 (in 1y)
Last filed for 2025-12-31
Confirmation statement due
2026-12-28 (in 7mo)
Last made up 2025-12-14
Watchouts
None on the register
Accounts
Audit & accounting basis
- Accounting basis
- FRS 102
- Reporting scope
- Standalone (parent only)
- Auditor
- CT Audit Limited
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“The directors have a reasonable expectation that the Company has adequate resources to continue in operational existence for the foreseeable future, therefore they continue to adopt the going concern basis of accounting in preparing the annual financial statements. For further information regarding the directors' assessment of the going concern status of the Company, refer to the accounting policies Note 2 in the financial statements.”
Group structure
- RIA CAPITAL MARKETS LIMITED · parent
- RIA Trustee Limited
Significant events
- “Since the year end RIA Employee Benefit Trust has purchased 5,052 shares in the Company at a cost of £121,858.”
Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers
People
4 active · 10 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| HAY SMITH, Lorna | Secretary | 2004-02-19 | — | British |
| DEMPSTER, Stuart Alastair | Director | 2004-11-11 | Oct 1968 | British |
| HAY SMITH, Lorna Tracey | Director | 2010-07-01 | Jul 1970 | British |
| KORVIN, Ian Matthew | Director | 2009-08-06 | Aug 1974 | British |
Show 10 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| RALPH, Tamsin Duncan | Secretary | 2001-12-19 | 2004-02-19 |
| AMITI, Sergio | Director | 2010-07-01 | 2015-01-30 |
| BALFOUR, Michael Warren | Director | 2002-12-17 | 2004-08-12 |
| HAYES, Alan John | Director | 2009-04-29 | 2009-07-30 |
| MILLER, Robert Douglas | Director | 2002-12-17 | 2009-04-29 |
| PHILLIPS, Christopher Richard | Director | 2005-04-26 | 2012-05-02 |
| RALPH, Andrew Thomas Stephen | Director | 2001-12-19 | 2004-11-08 |
| RALPH, Tamsin Duncan | Director | 2004-02-20 | 2005-04-26 |
| THOMSON, John Kearsley | Director | 2004-08-20 | 2020-12-31 |
| THOMSON, Stuart Colin | Director | 2003-01-02 | 2003-07-14 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Mrs Valentina Dempster | Individual | Shares 25–50% | 2023-09-13 | Active |
| Mrs Samantha Korvin | Individual | Shares 25–50% | 2016-04-06 | Active |
| Mr Stuart Alastair Dempster | Individual | Voting 25–50% | 2016-04-06 | Active |
| Mr Ian Matthew Korvin | Individual | Voting 25–50% | 2016-04-06 | Active |
Filing timeline
Last 20 of 135 total filings
| Date | Type | Category | Description | |
|---|---|---|---|---|
| 2026-03-30 | AA | accounts | Accounts with accounts type full | |
| 2025-12-16 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2025-04-09 | AA | accounts | Accounts with accounts type full | |
| 2024-12-17 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2024-04-08 | AA | accounts | Accounts with accounts type full | |
| 2024-04-02 | PSC01 | persons-with-significant-control | Notification of a person with significant control | |
| 2024-01-31 | RP04CS01 | confirmation-statement | Second filing of confirmation statement with made up date | |
| 2023-12-18 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2023-10-04 | SH06 | capital | Capital cancellation shares | |
| 2023-10-04 | SH03 | capital | Capital return purchase own shares | |
| 2023-03-24 | AA | accounts | Accounts with accounts type full | |
| 2022-12-15 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2022-03-22 | AA | accounts | Accounts with accounts type full | |
| 2021-12-20 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2021-03-26 | AA | accounts | Accounts with accounts type full | |
| 2021-01-04 | TM01 | officers | Termination director company with name termination date | |
| 2020-12-15 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2020-03-20 | AA | accounts | Accounts with accounts type full | |
| 2019-12-16 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2019-03-26 | AA | accounts | Accounts with accounts type full |
Public-record activity
Raw counts from Companies House — last 12–24 months
- Filings
- 2
- Capital events
- 0
- Officers appointed
- 0
- Officers resigned
- 0
last 12 months
last 24 months
last 12 months
last 12 months
Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.
Year-on-year
Latest filed period vs the prior one