SMART INVESTMENT MANAGEMENT LIMITED
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Next accounts due
2026-09-30 (in 4mo)
Last filed for 2024-12-31
Confirmation statement due
2026-10-09 (in 5mo)
Last made up 2025-09-25
Watchouts
Watchouts
Facts from the Companies House register and the latest accounts — not a rating
-
Material uncertainty over going concern
The financial statements of the Company have been prepared on a basis other than that of a going concern, which reflects the expectation that the Company will cease its operations and be liquidated.
Accounts
Audit & accounting basis
- Accounting basis
- FRS 101
- Reporting scope
- Standalone (parent only)
- Auditor
- KPMG LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Material uncertainty disclosed
“The financial statements of the Company have been prepared on a basis other than that of a going concern, which reflects the expectation that the Company will cease its operations and be liquidated.”
Significant events
- “The successful transfer of all multi asset model portfolio (distributed through financial advisers) and fund mandates to Morningstar Investment Management Europe Limited ("MIME").”
- “The decision to wind down the Company, with all remaining activities set to conclude by 30 June 2025.”
- “Completed the closure of its Dubai branch, achieving significant operational cost efficiencies.”
- “The Consumer Duty project was established during the year to ensure compliance with rules and regulations.”
Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers
People
2 active · 15 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| LDC NOMINEE SECRETARY LIMITED | Corporate Secretary | 2024-02-09 | — | — |
| SANDERSON, Mark Francis | Director | 2017-12-29 | Jul 1982 | British |
Show 15 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| BREWIS, Paul William | Secretary | 2013-09-25 | 2017-01-31 |
| HALSALL, Richard Dylan | Secretary | 2013-09-25 | 2021-03-19 |
| LIPTROT, Alexander Thomas | Secretary | 2020-08-10 | 2024-02-09 |
| BREWIS, Paul William Salusbury | Director | 2013-09-25 | 2017-01-31 |
| COOP, Michael Neil | Director | 2024-07-01 | 2026-03-25 |
| FARMER, Jonathan Element | Director | 2016-03-24 | 2018-01-29 |
| HALSALL, Richard Dylan | Director | 2017-09-21 | 2021-03-19 |
| HARRISON, David Bernard | Director | 2018-01-29 | 2026-03-25 |
| JOUHAL, Sarah Elizabeth | Director | 2014-10-10 | 2018-09-05 |
| MARTIN, John Eric | Director | 2013-09-25 | 2013-10-31 |
| MURPHY, Rebecca Louise | Director | 2014-10-10 | 2018-10-26 |
| OHANESSIAN, Michael Bernard | Director | 2018-12-17 | 2021-05-20 |
| OHANESSIAN, Michael Bernard | Director | 2017-09-21 | 2018-01-29 |
| OHANESSIAN, Michael Bernard | Director | 2016-11-16 | 2017-02-21 |
| SMITH, Susan Mary | Director | 2017-04-19 | 2018-08-24 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Morningstar Wealth Administration Limited | Corporate entity | Shares 75–100% | 2016-04-06 | Active |
Filing timeline
Last 20 of 75 total filings
| Date | Type | Category | Description | |
|---|---|---|---|---|
| 2026-05-07 | TM01 | officers | Termination director company with name termination date | |
| 2026-05-07 | TM01 | officers | Termination director company with name termination date | |
| 2026-03-12 | CH04 | officers | Change corporate secretary company with change date | |
| 2025-09-26 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2025-09-25 | AA | accounts | Accounts with accounts type full | |
| 2024-10-04 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2024-09-12 | CH01 | officers | Change person director company with change date | |
| 2024-09-12 | CH01 | officers | Change person director company with change date | |
| 2024-09-11 | AA | accounts | Accounts with accounts type full | |
| 2024-09-10 | CH01 | officers | Change person director company with change date | |
| 2024-08-27 | CH01 | officers | Change person director company with change date | |
| 2024-07-26 | AP01 | officers | Appoint person director company with name date | |
| 2024-03-01 | AP04 | officers | Appoint corporate secretary company with name date | |
| 2024-03-01 | TM02 | officers | Termination secretary company with name termination date | |
| 2024-02-02 | AD03 | address | Move registers to sail company with new address | |
| 2024-02-02 | AD02 | address | Change sail address company with new address | |
| 2023-12-13 | SH01 | capital | Capital allotment shares | |
| 2023-10-11 | AA | accounts | Accounts with accounts type full | |
| 2023-09-25 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2022-10-03 | CS01 | confirmation-statement | Confirmation statement with updates |
Public-record activity
Raw counts from Companies House — last 12–24 months
- Filings
- 5
- Capital events
- 0
- Officers appointed
- 0
- Officers resigned
- 2
last 12 months
last 24 months
last 12 months
last 12 months
Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.
Year-on-year
Latest filed period vs the prior one