UK Companies House feature
SIGMA BROKING LIMITED
Cash
£3M
+133.7% vs 2023
Net assets
£18M
-5.7% vs 2023
Employees
42
-4.5% vs 2023
Profit before tax
-£2M
-25.3% vs 2023
Profile
- Company number
- 06584426
- Status
- Active
- Incorporation
- 2008-05-06
- Last accounts made up
- 2025-05-31
- Account category
- GROUP
- Primary SIC
- 66120
- Hubs
- UK Fintech
Net assets
2-year trend · vs UK Fintech median
Accounts
2-year trend · latest 2024-05-31
| Metric | Trend | 2023-05-31 | 2024-05-31 |
|---|---|---|---|
| Turnover | £24,365,171 | £24,625,354 | |
| Operating profit | -£287,228 | -£376,105 | |
| Profit before tax | -£1,377,690 | -£1,726,005 | |
| Net profit | — | — | |
| Cash | £1,485,874 | £3,472,877 | |
| Total assets less current liabilities | £18,818,899 | £17,746,866 | |
| Net assets | £18,818,899 | £17,746,866 | |
| Equity | £18,818,899 | £17,746,866 | |
| Average employees | 44 | 42 | |
| Wages | — | — |
Values shown as filed in iXBRL accounts. — indicates the figure was not present in the extracted filing (either not filed under that concept or absent from the period). About these numbers
Audit & accounting basis
From AI-extracted PDF accounts
- Accounting basis
- FRS 102
- Reporting scope
- Consolidated (group)
- Auditor
- S&W Audit
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“Based on the assessment, the directors have a reasonable expectation that the Group and the Company can continue to operate for at least twelve months from the approval of the financial statements, and that it is appropriate, therefore, to prepare these financial statements on a going concern basis.”
Subsidiaries
- Sigma Capital Partners MENA Limited · 100% held · UAE Dubai · Corporate foreign exchange and wealth management services
- Sigma Treasury Management Limited · 70% held · United Kingdom · Corporate foreign exchange services
- Sigma Private Office Limited · 100% held · United Kingdom · Wealth management services
- Sigma Group Holdings Company · 100% held · United States of America · Holding Company
- Sigma Americas LLC · 100% held · United States of America · Brokerage of trades
- Sigma Americas Securities LLC · 100% held · United States of America · Brokerage of trades
Significant events
- “On 7 June 2024, the Company acquired Saracen Fund Managers Limited, which was renamed Sigma Private Office Limited. The cash consideration paid was £150,000 and the fair value of net assets acquired was £74,950. Goodwill of £75,050 has been recognised by the Group.”
- “In early 2025, shareholders demonstrated strong conviction in the Group's strategy through a significant capital injection. The Company issued 5,633 ordinary shares for £2,987,519 and raised £8,000,000 of subordinated debt qualifying as Tier 2 regulatory capital.”
- “The Group incurred one-off fines during the financial year, including a fine of £1,087,300 from the FCA for transaction reporting errors between 1 December 2018 and 1 December 2023, which was determined and settled in August 2025.”
Auditor / going-concern / subsidiary information is extracted from the PDF version of the latest annual accounts and is not tagged in iXBRL. About these numbers
People
5 active · 8 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| BARCLAY, Lorraine Emma, Ms. | Director | 2023-11-13 | May 1966 | British |
| COSTELLO, Kevin, Mr. | Director | 2017-08-18 | Jul 1951 | British |
| KENT, Matthew Charles | Director | 2008-05-06 | Feb 1974 | British |
| PEREIRA, Sean Steve | Director | 2025-09-25 | Oct 1976 | British |
| SIMMONDS, Tristram Peter | Director | 2026-01-21 | Apr 1970 | British |
Show 8 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| AML REGISTRARS LIMITED | Corporate Secretary | 2008-05-06 | 2026-01-20 |
| Brighton Secretary Limited | Corporate Secretary | 2008-05-06 | 2008-05-06 |
| MUDIE, David Charles Malcolm, Mr. | Director | 2017-08-18 | 2023-11-13 |
| PETTIT, Gary Allan, Mr. | Director | 2023-11-13 | 2025-06-25 |
| TOMLIN, Stephen John | Director | 2008-05-06 | 2020-01-31 |
| TYSON, Simon | Director | 2008-05-06 | 2019-07-24 |
| UMPELBY, Stephen Alan, Mr. | Director | 2023-11-13 | 2025-05-07 |
| Brighton Director Limited | Corporate Director | 2008-05-06 | 2008-05-06 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Mr Simon Tyson | Individual | Shares 25–50% | 2016-04-06 | Ceased 2021-10-08 |
| Mr Matthew Charles Kent | Individual | Shares 50–75% | 2016-04-06 | Active |
Filing timeline
Last 20 of 93 total filings
| Date | Type | Category | Description |
|---|---|---|---|
| 2026-03-11 | AA | accounts | accounts with accounts type group |
| 2026-01-21 | AP01 | officers | appoint person director company with name date |
| 2026-01-20 | TM02 | officers | termination secretary company with name termination date |
| 2025-12-17 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2025-09-25 | AP01 | officers | appoint person director company with name date |
| 2025-06-25 | TM01 | officers | termination director company with name termination date |
| 2025-05-12 | TM01 | officers | termination director company with name termination date |
| 2025-05-01 | AAMD | accounts | accounts amended with accounts type group |
| 2025-04-11 | AA | accounts | accounts with accounts type total exemption full |
| 2024-12-04 | SH01 | capital | capital allotment shares |
| 2024-12-04 | CS01 | confirmation-statement | confirmation statement with updates |
| 2024-02-12 | AA | accounts | accounts with accounts type group |
| 2023-12-20 | RP04CS01 | confirmation-statement | second filing of confirmation statement with made up date |
| 2023-12-15 | SH01 | capital | capital allotment shares |
| 2023-12-15 | CS01 | confirmation-statement | confirmation statement with updates |
| 2023-11-16 | AP01 | officers | appoint person director company with name date |
| 2023-11-15 | AP01 | officers | appoint person director company with name date |
| 2023-11-14 | AP01 | officers | appoint person director company with name date |
| 2023-11-14 | TM01 | officers | termination director company with name termination date |
| 2023-09-16 | MR04 | mortgage | mortgage satisfy charge full |
Credit score
Altman Z″ (private-firm) · reference 2024-05-31
4.15
SAFE
Altman Z″
- Working capital / Total assets 0.459 × 6.56 = +3.01
- Retained earnings / Total assets 0.000 × 3.26 = +0.00
- EBIT / Total assets -0.011 × 6.72 = -0.08
- Book equity / Total liabilities 1.152 × 1.05 = +1.21
Bands: > 2.6 safe · 1.1–2.6 grey · < 1.1 distress. Z″ is a public-formula baseline, not a substitute for adverse-data signals (CCJs, charges, gazette notices) — those land in a later pass.
Activity Score
Filings velocity, capital events, officer churn, accounts trajectory