NLP FINANCIAL MANAGEMENT LIMITED

• ⚠

  Material uncertainty over going concern

  Forecasts have been prepared for the group and company to April 2026, being 12 months post from approval of the financial statements. These forecasts include the continuing effect of the DFM services migrating to Stonewood Wealth Management LLP. As noted in the Strategic Report, there are negotiations ongoing around a potential sale of the NLP Financial Management Group which the directors are confident will be achieved within the forecast period. This could result in changes to the group and company's strategy which at this time is difficult for the current directors to anticipate and therefore this represents a material uncertainty that may cast significant doubt on the group and company's ability to continue as a going concern.

• ◆

  3 officer resignations in last 12 months

  Multiple officers have left the board recently — see the People section for who.

• ◆

  6 PSCs ceased in last 24 months

  Significant control changed hands — see the Ownership section.

Accounting basis

FRS 102

Reporting scope

Consolidated group

Auditor

RSM UK Audit LLP

Audit opinion

Unqualified (clean)

Going concern

Material uncertainty disclosed

“Forecasts have been prepared for the group and company to April 2026, being 12 months post from approval of the financial statements. These forecasts include the continuing effect of the DFM services migrating to Stonewood Wealth Management LLP. As noted in the Strategic Report, there are negotiations ongoing around a potential sale of the NLP Financial Management Group which the directors are confident will be achieved within the forecast period. This could result in changes to the group and company's strategy which at this time is difficult for the current directors to anticipate and therefore this represents a material uncertainty that may cast significant doubt on the group and company's ability to continue as a going concern.”

Group structure

1. NLP FINANCIAL MANAGEMENT LIMITED · parent
   1. Birchwood Investment Management Limited 100% · UK

Significant events

• “During the year the group invested in a new client platform which resulted in increased costs of £159,000.”
• “There were some advisor resignations which reduced costs during the year.”
• “The shareholder has entered into negotiations for the exit of the group. The current expectation is that a transaction will be concluded in the second quarter. If concluded, this could result in changes to the company and the holding group's operations and strategic direction going forward.”

Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers

Filings

17

last 12 months

Capital events

0

last 24 months

Officers appointed

2

last 12 months

Officers resigned

3

last 12 months

Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.