PIPER SANDLER LTD. — The Accounts

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Next accounts due

2026-09-30 (in 4mo)

Last filed for 2024-12-31

Confirmation statement due

2026-09-06 (in 4mo)

Last made up 2025-08-23

Watchouts

None on the register

Name history

Renamed 3 times since incorporation

PIPER SANDLER LTD. 2020-01-03 → present
PIPER JAFFRAY LTD. 2003-12-31 → 2020-01-03
U.S. BANCORP PIPER JAFFRAY CAPITAL MARKETS LTD. 2001-09-25 → 2003-12-31
U.S. BANCORP PIPER JAFFRAY SECURITIES LTD. 1999-09-23 → 2001-09-25

Accounts

Audit & accounting basis

Accounting basis: FRS 102
Reporting scope: Standalone (parent only)
Auditor: Ernst & Young LLP
Audit opinion: Unqualified (clean)
Going concern: Affirmed
“The financial statements of the Company have been prepared on the basis that the Company has adequate resources to continue in operational existence for the foreseeable future, with confirmation from the Ultimate Parent Company of its continued ongoing support. The directors have evaluated all available evidence including revenue and profit forecasts, along with considering stressed scenarios. As a result, the directors believe the Company is a going concern for the period to 30 April 2026, which is at least twelve months from when the financial statements are authorised for issue and as such, the financial statements are prepared on a going concern basis.”

Group structure

PIPER SANDLER LTD. · parent
1. PGPL 100% · Guernsey · general partner to Simmons Parallel Energy LP, SPE LP, Simmons Parallel Private LP, Simmons Parallel Public LP, Parallel Carry LP, Simmons Private Equity Fund II LP, Simmons Private Equity II Founder LP, and Simmons Private Equity II Carry LP, all Guernsey Limited Partnerships.

Significant events

“On 23 August 2024, the Ultimate Parent Company acquired the member interests of Aviditi Capital Advisors, LLC ("Aviditi"). Upon completion of the acquisition, the Company acquired the equity interests of Aviditi Capital Advisors UK Limited ("Aviditi UK"). On 18 December 2024, Aviditi UK was placed into members' voluntary liquidation.”

Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers

People

7 active · 29 resigned

Name	Role	Appointed	Born	Nationality
GRANT, James, Secretary	Secretary	2013-04-10	—	—
BAKER, James	Director	2020-04-15	Jan 1968	American
CLUNE, Katherine Patricia	Director	2024-04-18	Apr 1980	American
DALGARNO, Nicholas John	Director	2021-07-14	May 1972	British
MCINTOSH, Kirk Ewan	Director	2020-04-15	May 1970	British
ROBBINS, Brent Douglas	Director	2024-01-17	Aug 1970	American
SCHONEMAN, Debbra Lynn	Director	2004-04-05	Apr 1968	American

Show 29 resigned officers

Name	Role	Appointed	Resigned
CHASE, Richard Troy	Secretary	1999-09-23	2001-02-09
CHOSY, James Louis	Secretary	2001-03-05	2004-12-01
GEELAN, John W., Company Secretary	Secretary	2011-01-01	2013-04-10
GOULD, Norman Charles	Secretary	2004-12-01	2010-12-31
JAMES, Scott Melvin	Secretary	1999-09-23	2004-12-01
LONDON LAW SECRETARIAL LIMITED	Corporate Nominee Secretary	1999-09-23	1999-09-23
ABRAHAM, Chad R	Director	2011-09-26	2018-01-25
BEVERIDGE, David Michael Stewart	Director	2017-06-19	2021-07-14
CARTER, Timothy	Director	2018-01-30	2024-04-23
COX, Michael Edward, Director	Director	2015-09-24	2018-01-19
DE LACY, Tresa	Director	1999-09-23	2000-12-15
DENNEY, Joel Robert	Director	2006-02-28	2007-04-04
GOULD, Norman Charles	Director	2005-07-04	2010-04-30
GRANGAARD, Paul Donald	Director	2001-03-05	2001-11-30
HIDALGO, Andee	Director	1999-09-23	2000-04-28
KANELLITSAS, James Robert	Director	2001-03-05	2005-08-04
KAROS, Paul	Director	1999-09-23	2002-07-08
KLINEFELTER, Jeffrey P.	Director	2012-10-04	2017-06-19
LAWRENCE, Christopher John Davidson	Director	2003-10-13	2005-08-03
MACKISON, Neil, Co-Chief Executive	Director	2011-01-01	2022-07-13
OMLIE, Blake J	Director	1999-09-23	2003-08-05
PETERSON, Robert Wayne	Director	2007-04-04	2012-06-30
RUDDLE, Marc Simon, Co-Chief Executive	Director	2011-01-01	2024-01-17
SALVESON, Jon Warren	Director	2005-04-04	2010-08-31
SCHNETTLER, Thomas Patrick	Director	2017-06-19	2018-01-19
SCHNETTLER, Thomas Patrick	Director	2002-01-28	2011-12-31
SPONEM, Sandra	Director	1999-09-23	2004-04-05
WILSON, David Ian	Director	2002-01-28	2010-12-31
LONDON LAW SERVICES LIMITED	Corporate Nominee Director	1999-09-23	1999-09-23

Ownership

Persons with significant control

Name	Kind	Nature of control	Notified	Status
Piper Sandler Companies	Corporate entity	Shares 75–100%, Voting 75–100%, Appoints directors	2016-08-12	Active

Filing timeline

Last 20 of 200 total filings

Date	Type	Category	Description
2025-09-04	CS01	confirmation-statement	Confirmation statement with no updates	PDF
2025-08-12	AA	accounts	Accounts with accounts type full
2025-08-07	CH01	officers	Change person director company with change date	PDF
2025-08-06	CH01	officers	Change person director company with change date	PDF
2025-07-14	PSC05	persons-with-significant-control	Change to a person with significant control	PDF
2024-08-26	CS01	confirmation-statement	Confirmation statement with no updates	PDF
2024-08-21	AA	accounts	Accounts with accounts type full
2024-04-23	TM01	officers	Termination director company with name termination date	PDF
2024-04-18	AP01	officers	Appoint person director company with name date	PDF
2024-01-18	CH01	officers	Change person director company with change date	PDF
2024-01-18	AP01	officers	Appoint person director company with name date	PDF
2024-01-17	TM01	officers	Termination director company with name termination date	PDF
2023-08-23	CS01	confirmation-statement	Confirmation statement with no updates	PDF
2023-08-09	AA	accounts	Accounts with accounts type full
2023-03-27	MR04	mortgage	Mortgage satisfy charge full	PDF
2023-03-27	MR04	mortgage	Mortgage satisfy charge full	PDF
2023-03-27	MR04	mortgage	Mortgage satisfy charge full	PDF
2022-10-19	AD01	address	Change registered office address company with date old address new address	PDF
2022-08-31	AD01	address	Change registered office address company with date old address new address	PDF
2022-08-30	AD01	address	Change registered office address company with date old address new address	PDF

Public-record activity

Raw counts from Companies House — last 12–24 months

Filings: 5
Capital events: 0
Officers appointed: 0
Officers resigned: 0

Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.

Year-on-year

Latest filed period vs the prior one

Accounts are PDF-filed; numeric extraction for this statement type (this accounts) is not yet supported in StatDesk. See the Companies House filing for the underlying figures.

Official Companies House page