UK Companies House feature
PIPER SANDLER LTD.
Profile
- Company number
- 03846990
- Status
- Active
- Incorporation
- 1999-09-23
- Last accounts made up
- 2024-12-31
- Account category
- FULL
- Primary SIC
- 64999
- Hubs
- UK Fintech
Accounts
Pending extraction
No iXBRL extracted yet for this company.
Audit & accounting basis
From AI-extracted PDF accounts
- Accounting basis
- FRS 102
- Reporting scope
- Standalone (parent only)
- Auditor
- Ernst & Young LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“The financial statements of the Company have been prepared on the basis that the Company has adequate resources to continue in operational existence for the foreseeable future, with confirmation from the Ultimate Parent Company of its continued ongoing support. The directors have evaluated all available evidence including revenue and profit forecasts, along with considering stressed scenarios. As a result, the directors believe the Company is a going concern for the period to 30 April 2026, which is at least twelve months from when the financial statements are authorised for issue and as such, the financial statements are prepared on a going concern basis.”
Subsidiaries
- PGPL · 100% held · Guernsey · general partner to Simmons Parallel Energy LP, SPE LP, Simmons Parallel Private LP, Simmons Parallel Public LP, Parallel Carry LP, Simmons Private Equity Fund II LP, Simmons Private Equity II Founder LP, and Simmons Private Equity II Carry LP, all Guernsey Limited Partnerships.
Significant events
- “On 23 August 2024, the Ultimate Parent Company acquired the member interests of Aviditi Capital Advisors, LLC ("Aviditi"). Upon completion of the acquisition, the Company acquired the equity interests of Aviditi Capital Advisors UK Limited ("Aviditi UK"). On 18 December 2024, Aviditi UK was placed into members' voluntary liquidation.”
Auditor / going-concern / subsidiary information is extracted from the PDF version of the latest annual accounts and is not tagged in iXBRL. About these numbers
People
7 active · 29 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| GRANT, James, Secretary | Secretary | 2013-04-10 | — | — |
| BAKER, James | Director | 2020-04-15 | Jan 1968 | American |
| CLUNE, Katherine Patricia | Director | 2024-04-18 | Apr 1980 | American |
| DALGARNO, Nicholas John | Director | 2021-07-14 | May 1972 | British |
| MCINTOSH, Kirk Ewan | Director | 2020-04-15 | May 1970 | British |
| ROBBINS, Brent Douglas | Director | 2024-01-17 | Aug 1970 | American |
| SCHONEMAN, Debbra Lynn | Director | 2004-04-05 | Apr 1968 | American |
Show 29 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| CHASE, Richard Troy | Secretary | 1999-09-23 | 2001-02-09 |
| CHOSY, James Louis | Secretary | 2001-03-05 | 2004-12-01 |
| GEELAN, John W., Company Secretary | Secretary | 2011-01-01 | 2013-04-10 |
| GOULD, Norman Charles | Secretary | 2004-12-01 | 2010-12-31 |
| JAMES, Scott Melvin | Secretary | 1999-09-23 | 2004-12-01 |
| LONDON LAW SECRETARIAL LIMITED | Corporate Nominee Secretary | 1999-09-23 | 1999-09-23 |
| ABRAHAM, Chad R | Director | 2011-09-26 | 2018-01-25 |
| BEVERIDGE, David Michael Stewart | Director | 2017-06-19 | 2021-07-14 |
| CARTER, Timothy | Director | 2018-01-30 | 2024-04-23 |
| COX, Michael Edward, Director | Director | 2015-09-24 | 2018-01-19 |
| DE LACY, Tresa | Director | 1999-09-23 | 2000-12-15 |
| DENNEY, Joel Robert | Director | 2006-02-28 | 2007-04-04 |
| GOULD, Norman Charles | Director | 2005-07-04 | 2010-04-30 |
| GRANGAARD, Paul Donald | Director | 2001-03-05 | 2001-11-30 |
| HIDALGO, Andee | Director | 1999-09-23 | 2000-04-28 |
| KANELLITSAS, James Robert | Director | 2001-03-05 | 2005-08-04 |
| KAROS, Paul | Director | 1999-09-23 | 2002-07-08 |
| KLINEFELTER, Jeffrey P. | Director | 2012-10-04 | 2017-06-19 |
| LAWRENCE, Christopher John Davidson | Director | 2003-10-13 | 2005-08-03 |
| MACKISON, Neil, Co-Chief Executive | Director | 2011-01-01 | 2022-07-13 |
| OMLIE, Blake J | Director | 1999-09-23 | 2003-08-05 |
| PETERSON, Robert Wayne | Director | 2007-04-04 | 2012-06-30 |
| RUDDLE, Marc Simon, Co-Chief Executive | Director | 2011-01-01 | 2024-01-17 |
| SALVESON, Jon Warren | Director | 2005-04-04 | 2010-08-31 |
| SCHNETTLER, Thomas Patrick | Director | 2017-06-19 | 2018-01-19 |
| SCHNETTLER, Thomas Patrick | Director | 2002-01-28 | 2011-12-31 |
| SPONEM, Sandra | Director | 1999-09-23 | 2004-04-05 |
| WILSON, David Ian | Director | 2002-01-28 | 2010-12-31 |
| LONDON LAW SERVICES LIMITED | Corporate Nominee Director | 1999-09-23 | 1999-09-23 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Piper Sandler Companies | Corporate entity | Shares 75–100%, Voting 75–100%, Appoints directors | 2016-08-12 | Active |
Filing timeline
Last 20 of 200 total filings
| Date | Type | Category | Description |
|---|---|---|---|
| 2025-09-04 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2025-08-12 | AA | accounts | accounts with accounts type full |
| 2025-08-07 | CH01 | officers | change person director company with change date |
| 2025-08-06 | CH01 | officers | change person director company with change date |
| 2025-07-14 | PSC05 | persons-with-significant-control | change to a person with significant control |
| 2024-08-26 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2024-08-21 | AA | accounts | accounts with accounts type full |
| 2024-04-23 | TM01 | officers | termination director company with name termination date |
| 2024-04-18 | AP01 | officers | appoint person director company with name date |
| 2024-01-18 | CH01 | officers | change person director company with change date |
| 2024-01-18 | AP01 | officers | appoint person director company with name date |
| 2024-01-17 | TM01 | officers | termination director company with name termination date |
| 2023-08-23 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2023-08-09 | AA | accounts | accounts with accounts type full |
| 2023-03-27 | MR04 | mortgage | mortgage satisfy charge full |
| 2023-03-27 | MR04 | mortgage | mortgage satisfy charge full |
| 2023-03-27 | MR04 | mortgage | mortgage satisfy charge full |
| 2022-10-19 | AD01 | address | change registered office address company with date old address new address |
| 2022-08-31 | AD01 | address | change registered office address company with date old address new address |
| 2022-08-30 | AD01 | address | change registered office address company with date old address new address |
Credit score
Altman Z″ — composite of working capital, retained earnings, EBIT, and leverage
Credit score requires extracted accounts data.
Activity Score
Filings velocity, capital events, officer churn, accounts trajectory
Activity Score not yet computed for this company.