UK Companies House feature
SMBC DERIVATIVE PRODUCTS LIMITED
Profile
- Company number
- 02988637
- Status
- Active
- Incorporation
- 1994-11-04
- Last accounts made up
- 2025-03-31
- Account category
- FULL
- Primary SIC
- 64999
- Hubs
- UK Fintech
Accounts
Pending extraction
Audit & accounting basis
From AI-extracted PDF accounts
- Accounting basis
- IFRS
- Reporting scope
- Standalone (parent only)
- Auditor
- KPMG LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“The Directors recognise uncertainties in respect of the business environment and global economic outlook, which may affect the ability of the Company to continue as a going concern. However, the Company, is set up to be more financially stable than the rest of the SMBC Group and therefore more protected against negative circumstances. The Directors place a particular focus on the maintenance of its credit rating, which is crucial to its operations. In order to comply with the rating criteria, the Company maintains very high levels of capital and liquidity, invests funds only in highly-rated securities and fully collateralises its exposures to financial risks. Consequently, the Directors are confident that, taking into account reasonably possible scenarios, the Company will continue to have sufficient funds and be able to operate for at least 12 months from the date of approval of the financial statements and therefore have prepared the financial statements on a going concern basis.”
Auditor / going-concern / subsidiary information is extracted from the PDF version of the latest annual accounts and is not tagged in iXBRL. About these numbers
People
8 active · 61 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| HUGHES, James Richard | Secretary | 2025-09-17 | — | — |
| COLEMAN, Thomas Sedgwick | Director | 2011-09-14 | Feb 1955 | American |
| DESAI, Mehul Mahendrakumar | Director | 2020-11-19 | Aug 1963 | British |
| GANATRA, Dipesh | Director | 2024-06-13 | Feb 1973 | British |
| GRAYSON, Matthew Maurice Murray | Director | 2025-03-05 | Feb 1962 | British |
| QUINN, Timothy F | Director | 2009-03-12 | Sep 1953 | American |
| SHARMA, Aarti | Director | 2024-03-07 | Aug 1970 | British |
| YATES, Antony | Director | 1995-07-05 | Mar 1962 | British |
Show 61 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| AVERY, Jonathan William | Secretary | 2014-09-18 | 2016-09-15 |
| DAVE, Parul | Secretary | 2016-09-15 | 2021-12-17 |
| MUSSACHIA, John James | Secretary | 1995-05-12 | 1997-08-22 |
| PEARCE, Christopher | Secretary | 1995-04-18 | 1995-05-01 |
| POPOOLA, Olaitan | Secretary | 2021-12-17 | 2024-12-12 |
| RUSSELL, John Douglas | Secretary | 1997-09-10 | 1999-10-01 |
| WARREN, Siobhan Claire | Secretary | 2024-12-12 | 2025-09-17 |
| YATES, Antony | Secretary | 1999-10-01 | 2014-09-19 |
| LEGIBUS SECRETARIES LIMITED | Corporate Secretary | 1994-11-04 | 1995-04-18 |
| AKIYAMA, Mitsuhiro | Director | 2009-06-11 | 2012-04-27 |
| BRENNAN, Joseph L | Director | 1995-07-05 | 2002-03-04 |
| COLES, Michael Herbert | Director | 1995-04-18 | 2009-03-12 |
| COPENHAVER, John Harrison | Director | 1995-04-18 | 1995-07-05 |
| FUJISAWA, Tetsufumi | Director | 2004-06-08 | 2007-03-30 |
| FUKUSHIMA, Sumio | Director | 1998-06-10 | 1999-03-11 |
| FURUSE, Yoichiro | Director | 1995-07-05 | 1996-09-25 |
| HAYASHI, Taro | Director | 2012-09-20 | 2014-04-23 |
| HAYASHI, Yuji | Director | 2014-11-20 | 2016-05-26 |
| HIGASHI, Shuntaro | Director | 2004-06-08 | 2006-04-25 |
| HOSOMI, Kenichi | Director | 2012-09-20 | 2015-08-11 |
| HOTTA, Kensuke | Director | 1995-04-18 | 1997-06-17 |
| ISHII, Yukio | Director | 2022-04-06 | 2024-03-07 |
| ISONO, Tsuyoshi | Director | 2007-06-07 | 2009-04-30 |
| IWAMI, Hiroyuki | Director | 2010-09-16 | 2014-09-04 |
| KASHIMA, Toshiyuki | Director | 1997-05-23 | 1999-03-11 |
| KASHIMA, Toshiyuki | Director | 1995-04-18 | 1995-07-05 |
| KAWAMOTO, Naoyuki | Director | 1995-04-18 | 2004-04-05 |
| KIMOTO, Yasuyuki | Director | 2002-12-04 | 2004-04-30 |
| KITA, Kenji | Director | 1995-04-18 | 1997-05-23 |
| KONDOH, Akira | Director | 1997-06-17 | 1999-04-02 |
| KONISHI, Atsuo | Director | 1995-04-18 | 1998-06-10 |
| KOSSOFF, Daniel Jechiel | Director | 1994-11-04 | 1995-04-18 |
| MAEDA, Hiroshi | Director | 1995-07-05 | 2003-01-10 |
| MCCORMICK, Roger Stephen | Director | 2006-12-07 | 2024-12-13 |
| MIYAGAKI, Naoya | Director | 2012-11-06 | 2014-09-02 |
| MIZOGUCHI, Jun | Director | 2006-06-08 | 2010-07-05 |
| MOORE, Augustus | Director | 2008-09-18 | 2019-11-12 |
| MOROOKA, Kenichi | Director | 1999-03-11 | 2006-06-08 |
| MUSSACHIA, John James | Director | 1995-07-05 | 1997-08-22 |
| NAMIKAWA, Katsuhiko | Director | 2003-03-04 | 2005-12-09 |
| OIWA, Hisato | Director | 2014-10-02 | 2016-12-05 |
| OKADA, Natsuo | Director | 1999-03-11 | 2000-12-14 |
| OKUBO, Naoki | Director | 2017-08-03 | 2020-03-31 |
| OKUYAMA, Shunichi | Director | 1996-09-25 | 1999-05-21 |
| PEARCE, Christopher | Director | 1995-04-18 | 1995-05-01 |
| PIGOTT, Hugh Sefton | Director | 1995-12-07 | 2006-12-07 |
| RICHARDS, Martin Edgar | Director | 1994-11-04 | 1995-04-18 |
| SAGAN, John | Director | 1995-04-18 | 1999-12-23 |
| SATO, Ryoji | Director | 2014-11-03 | 2019-11-12 |
| SERIZAWA, Mitsugu | Director | 2009-04-14 | 2009-10-28 |
| SERIZAWA, Mitsugu | Director | 2005-12-12 | 2009-04-01 |
| SUGIYAMA, Shinji | Director | 2001-06-14 | 2002-10-24 |
| SUZUKI, Ryo | Director | 2009-06-11 | 2012-09-20 |
| SWANTON, Glenn Paul | Director | 2020-04-03 | 2024-06-13 |
| TAKAHASHI, Kenichi | Director | 2009-06-11 | 2012-04-27 |
| THOMAS, John David | Director | 2015-08-11 | 2020-04-30 |
| TONOIKE, Tetsuya | Director | 2006-06-22 | 2009-03-27 |
| TSUKUDA, Takayuki | Director | 1999-05-21 | 2001-04-24 |
| VOJTA, George John | Director | 2000-06-22 | 2010-12-22 |
| YAZAWA, Takahiro | Director | 2016-11-15 | 2022-04-06 |
| ZEROF, Eric Phelan | Director | 2002-06-18 | 2008-09-02 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Smbc Nikko Capital Markets Limited | Corporate entity | Shares 75–100% | 2016-04-06 | Active |
Filing timeline
Last 20 of 249 total filings
| Date | Type | Category | Description |
|---|---|---|---|
| 2025-09-18 | AP03 | officers | appoint person secretary company with name date |
| 2025-09-18 | TM02 | officers | termination secretary company with name termination date |
| 2025-07-30 | AA | accounts | accounts with accounts type full |
| 2025-07-15 | CH01 | officers | change person director company with change date |
| 2025-06-09 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2025-03-05 | AP01 | officers | appoint person director company with name date |
| 2024-12-23 | PSC05 | persons-with-significant-control | change to a person with significant control |
| 2024-12-20 | ANNOTATION | miscellaneous | legacy |
| 2024-12-16 | TM01 | officers | termination director company with name termination date |
| 2024-12-12 | AP03 | officers | appoint person secretary company with name date |
| 2024-12-12 | TM02 | officers | termination secretary company with name termination date |
| 2024-11-06 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2024-08-22 | AA | accounts | accounts with accounts type full |
| 2024-06-17 | AP01 | officers | appoint person director company with name date |
| 2024-06-17 | TM01 | officers | termination director company with name termination date |
| 2024-03-07 | AP01 | officers | appoint person director company with name date |
| 2024-03-07 | TM01 | officers | termination director company with name termination date |
| 2023-11-06 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2023-08-07 | AA | accounts | accounts with accounts type full |
| 2022-11-09 | CS01 | confirmation-statement | confirmation statement with no updates |
Credit score
Altman Z″ — composite of working capital, retained earnings, EBIT, and leverage
Activity Score
Filings velocity, capital events, officer churn, accounts trajectory