SMBC NIKKO CAPITAL MARKETS LIMITED
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Next accounts due
2026-12-31 (in 7mo)
Last filed for 2025-03-31
Confirmation statement due
2026-06-22 (in 1mo)
Last made up 2025-06-08
Watchouts
None on the register
Accounts
Audit & accounting basis
- Accounting basis
- IFRS
- Reporting scope
- Consolidated group
- Auditor
- KPMG LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“The Directors believe that the Company has adequate financial resources and is well placed to manage its business risks. Consequently, the Directors believe the Company will be able to continue in operation and meet its liabilities, taking into account its current position and the principal risks faced, over a period of at least 12 months from the date of approval of these financial statements.”
Group structure
- SMBC NIKKO CAPITAL MARKETS LIMITED · parent
- SMBC Derivative Products Limited 100%
- SMBC Capital Markets Asia Limited 100%
Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers
People
7 active · 64 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| HUGHES, James Richard | Secretary | 2025-11-10 | — | — |
| DESAI, Mehul Mahendrakumar | Director | 2024-04-01 | Aug 1963 | British |
| GARVEY, James Richard | Director | 2024-10-01 | Apr 1962 | Irish |
| IBARAKI, Hiroshi | Director | 2026-04-01 | Sep 1971 | Japanese |
| MIURA, Bungo | Director | 2024-07-18 | Aug 1967 | Japanese |
| TURNER, Maria Francisca | Director | 2021-01-21 | Oct 1967 | British |
| YATES, Antony | Director | 1995-07-05 | Mar 1962 | British |
Show 64 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| AVERY, Jonathan William | Secretary | 2002-05-13 | 2016-10-20 |
| BRADLEY, Mark James | Secretary | 2025-01-01 | 2026-02-09 |
| BRADLEY, Mark James | Secretary | 2021-11-05 | 2024-05-13 |
| DAVE, Parul | Secretary | 2016-10-20 | 2021-11-05 |
| HOOTON, Tamsin | Secretary | 2024-05-13 | 2025-01-01 |
| MUSSACHIA, John James | Secretary | 1995-07-05 | 1997-08-22 |
| PEARCE, Christopher | Secretary | — | 1995-05-01 |
| RUSSELL, John Douglas | Secretary | 1997-09-18 | 1999-10-01 |
| YATES, Antony | Secretary | 1999-10-01 | 2002-05-13 |
| AKIYAMA, Mitsuhiro | Director | 2016-06-15 | 2018-04-19 |
| AKIYAMA, Mitsuhiro | Director | 2009-06-12 | 2012-04-27 |
| AZUMA, Masayuki | Director | 2012-09-12 | 2014-04-23 |
| BRENNAN, Joseph L | Director | 1995-07-05 | 2002-03-04 |
| COPENHAVER, John Harrison | Director | — | 1995-07-05 |
| FUJISAWA, Tetsufumi | Director | 2004-04-26 | 2007-03-30 |
| FUKUSHIMA, Sumio | Director | 1998-10-01 | 1999-03-11 |
| FURUSE, Yoichiro | Director | 1995-07-05 | 1996-09-25 |
| HAYASHI, Taro | Director | 2012-04-11 | 2014-04-23 |
| HAYASHI, Yuji | Director | 2009-08-05 | 2016-05-26 |
| HOSOMI, Kenichi | Director | 2012-09-18 | 2015-08-11 |
| HOTTA, Kensuke | Director | 1992-04-22 | 1994-01-14 |
| IMAEDA, Tetsuro | Director | 2016-10-13 | 2020-05-20 |
| ISHII, Yukio | Director | 2022-04-06 | 2023-10-12 |
| ISONO, Tsuyoshi | Director | 2007-05-18 | 2009-04-30 |
| JACKSON, Patricia Doreen | Director | 2017-06-13 | 2024-09-30 |
| KASHIMA, Toshiyuki | Director | 1997-05-23 | 1999-03-11 |
| KASHIMA, Toshiyuki | Director | — | 1995-07-05 |
| KAWAFUNE, Hideo | Director | 2018-07-04 | 2026-03-31 |
| KAWAMOTO, Naoyuki | Director | 1994-12-01 | 2004-04-05 |
| KITA, Kenji | Director | — | 1997-05-23 |
| KONDOH, Akira | Director | 1997-06-17 | 1999-04-02 |
| KONISHI, Atsuo | Director | — | 1998-05-22 |
| MAEDA, Hiroshi | Director | 1995-07-05 | 2003-01-10 |
| MATSUZAKI, Gen | Director | 2004-12-03 | 2009-06-12 |
| MINAMI, Hitoshi | Director | 2018-09-10 | 2022-03-04 |
| MIURA, Bungo | Director | 2016-05-05 | 2019-03-31 |
| MIYAGAKI, Naoya | Director | 2012-11-06 | 2014-10-24 |
| MOROOKA, Kenichi | Director | 1999-03-11 | 2006-06-09 |
| MUSSACHIA, John James | Director | 1995-07-05 | 1997-08-22 |
| NAKAMURA, Keiichiro | Director | 2020-05-01 | 2023-04-04 |
| NAKAMURA, Keiichiro | Director | 2015-08-11 | 2018-07-05 |
| NAMIKAWA, Katsuhiko | Director | 2003-02-28 | 2005-12-09 |
| OHMI, Yoshiyuki | Director | 2014-10-24 | 2015-08-11 |
| OIWA, Hisato | Director | 2014-10-06 | 2016-12-05 |
| OKADA, Natsuo | Director | 1999-03-11 | 2000-12-14 |
| OKUBO, Naoki | Director | 2017-05-09 | 2020-03-31 |
| OKUMURA, Makoto | Director | 2014-10-24 | 2016-04-11 |
| OKUYAMA, Shunichi | Director | 1996-09-25 | 1997-06-17 |
| OSHIMA, Masahiko | Director | 2014-03-25 | 2016-10-13 |
| PEARCE, Christopher | Director | — | 1995-05-01 |
| SERIZAWA, Mitsugu | Director | 2006-01-20 | 2009-04-01 |
| SEWELL, Anthony | Director | 2002-05-13 | 2009-06-12 |
| SOUCHON, Stephen Alec | Director | 2018-01-26 | 2024-12-31 |
| SUGIYAMA, Shinji | Director | 2001-06-14 | 2002-10-24 |
| SUZUKI, Ryo | Director | 2009-06-12 | 2012-09-18 |
| TAGAYA, Makoto | Director | 2012-11-19 | 2014-05-27 |
| TAKAHASHI, Kenichi | Director | 2009-06-12 | 2012-04-27 |
| THOMAS, John David | Director | 2015-08-11 | 2020-04-30 |
| THOMAS, John David | Director | 2015-08-11 | 2020-12-31 |
| TOBIMATSU, Shuichi | Director | 1994-01-14 | 1995-07-05 |
| TONOIKE, Tetsuya | Director | 2006-07-27 | 2009-03-27 |
| TSUTSUMI, Yaoki | Director | 2015-07-29 | 2017-03-23 |
| WEST, Iain Dominic | Director | 2004-05-24 | 2014-10-24 |
| YAZAWA, Takahiro | Director | 2014-10-24 | 2024-07-18 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Sumitomo Mitsui Financial Group, Inc. | Corporate entity | significant-influence-or-control-as-firm | 2016-10-01 | Active |
Filing timeline
Last 20 of 326 total filings
| Date | Type | Category | Description | |
|---|---|---|---|---|
| 2026-04-01 | AP01 | officers | Appoint person director company with name date | |
| 2026-04-01 | TM01 | officers | Termination director company with name termination date | |
| 2026-02-09 | TM02 | officers | Termination secretary company with name termination date | |
| 2025-11-12 | AP03 | officers | Appoint person secretary company with name date | |
| 2025-07-30 | AA | accounts | Accounts with accounts type group | |
| 2025-06-09 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2025-05-08 | CH01 | officers | Change person director company with change date | |
| 2025-03-07 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2025-01-13 | AP03 | officers | Appoint person secretary company with name date | |
| 2025-01-10 | TM02 | officers | Termination secretary company with name termination date | |
| 2025-01-03 | TM01 | officers | Termination director company with name termination date | |
| 2024-10-02 | AP01 | officers | Appoint person director company with name date | |
| 2024-10-01 | TM01 | officers | Termination director company with name termination date | |
| 2024-08-06 | AA | accounts | Accounts with accounts type group | |
| 2024-07-22 | AP01 | officers | Appoint person director company with name date | |
| 2024-07-22 | TM01 | officers | Termination director company with name termination date | |
| 2024-05-14 | AP03 | officers | Appoint person secretary company with name date | |
| 2024-05-14 | TM02 | officers | Termination secretary company with name termination date | |
| 2024-04-02 | AP01 | officers | Appoint person director company with name date | |
| 2024-03-07 | CS01 | confirmation-statement | Confirmation statement with no updates |
Public-record activity
Raw counts from Companies House — last 12–24 months
- Filings
- 7
- Capital events
- 0
- Officers appointed
- 2
- Officers resigned
- 2
last 12 months
last 24 months
last 12 months
last 12 months
Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.
Year-on-year
Latest filed period vs the prior one
No year-on-year comparison available — needs at least two filed periods with shared line items.