UK Companies House feature
SMBC NIKKO CAPITAL MARKETS LIMITED
Profile
- Company number
- 02418137
- Status
- Active
- Incorporation
- 1989-08-30
- Last accounts made up
- 2025-03-31
- Account category
- GROUP
- Primary SIC
- 64991
- Hubs
- UK Fintech
Accounts
Pending extraction
No iXBRL extracted yet for this company.
Audit & accounting basis
From AI-extracted PDF accounts
- Accounting basis
- IFRS
- Reporting scope
- Consolidated (group)
- Auditor
- KPMG LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“The Directors believe that the Company has adequate financial resources and is well placed to manage its business risks. Consequently, the Directors believe the Company will be able to continue in operation and meet its liabilities, taking into account its current position and the principal risks faced, over a period of at least 12 months from the date of approval of these financial statements.”
Subsidiaries
- SMBC Derivative Products Limited · 100% held
- SMBC Capital Markets Asia Limited · 100% held
Auditor / going-concern / subsidiary information is extracted from the PDF version of the latest annual accounts and is not tagged in iXBRL. About these numbers
People
7 active · 64 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| HUGHES, James Richard | Secretary | 2025-11-10 | — | — |
| DESAI, Mehul Mahendrakumar | Director | 2024-04-01 | Aug 1963 | British |
| GARVEY, James Richard | Director | 2024-10-01 | Apr 1962 | Irish |
| IBARAKI, Hiroshi | Director | 2026-04-01 | Sep 1971 | Japanese |
| MIURA, Bungo | Director | 2024-07-18 | Aug 1967 | Japanese |
| TURNER, Maria Francisca | Director | 2021-01-21 | Oct 1967 | British |
| YATES, Antony | Director | 1995-07-05 | Mar 1962 | British |
Show 64 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| AVERY, Jonathan William | Secretary | 2002-05-13 | 2016-10-20 |
| BRADLEY, Mark James | Secretary | 2025-01-01 | 2026-02-09 |
| BRADLEY, Mark James | Secretary | 2021-11-05 | 2024-05-13 |
| DAVE, Parul | Secretary | 2016-10-20 | 2021-11-05 |
| HOOTON, Tamsin | Secretary | 2024-05-13 | 2025-01-01 |
| MUSSACHIA, John James | Secretary | 1995-07-05 | 1997-08-22 |
| PEARCE, Christopher | Secretary | — | 1995-05-01 |
| RUSSELL, John Douglas | Secretary | 1997-09-18 | 1999-10-01 |
| YATES, Antony | Secretary | 1999-10-01 | 2002-05-13 |
| AKIYAMA, Mitsuhiro | Director | 2016-06-15 | 2018-04-19 |
| AKIYAMA, Mitsuhiro | Director | 2009-06-12 | 2012-04-27 |
| AZUMA, Masayuki | Director | 2012-09-12 | 2014-04-23 |
| BRENNAN, Joseph L | Director | 1995-07-05 | 2002-03-04 |
| COPENHAVER, John Harrison | Director | — | 1995-07-05 |
| FUJISAWA, Tetsufumi | Director | 2004-04-26 | 2007-03-30 |
| FUKUSHIMA, Sumio | Director | 1998-10-01 | 1999-03-11 |
| FURUSE, Yoichiro | Director | 1995-07-05 | 1996-09-25 |
| HAYASHI, Taro | Director | 2012-04-11 | 2014-04-23 |
| HAYASHI, Yuji | Director | 2009-08-05 | 2016-05-26 |
| HOSOMI, Kenichi | Director | 2012-09-18 | 2015-08-11 |
| HOTTA, Kensuke | Director | 1992-04-22 | 1994-01-14 |
| IMAEDA, Tetsuro | Director | 2016-10-13 | 2020-05-20 |
| ISHII, Yukio | Director | 2022-04-06 | 2023-10-12 |
| ISONO, Tsuyoshi | Director | 2007-05-18 | 2009-04-30 |
| JACKSON, Patricia Doreen | Director | 2017-06-13 | 2024-09-30 |
| KASHIMA, Toshiyuki | Director | 1997-05-23 | 1999-03-11 |
| KASHIMA, Toshiyuki | Director | — | 1995-07-05 |
| KAWAFUNE, Hideo | Director | 2018-07-04 | 2026-03-31 |
| KAWAMOTO, Naoyuki | Director | 1994-12-01 | 2004-04-05 |
| KITA, Kenji | Director | — | 1997-05-23 |
| KONDOH, Akira | Director | 1997-06-17 | 1999-04-02 |
| KONISHI, Atsuo | Director | — | 1998-05-22 |
| MAEDA, Hiroshi | Director | 1995-07-05 | 2003-01-10 |
| MATSUZAKI, Gen | Director | 2004-12-03 | 2009-06-12 |
| MINAMI, Hitoshi | Director | 2018-09-10 | 2022-03-04 |
| MIURA, Bungo | Director | 2016-05-05 | 2019-03-31 |
| MIYAGAKI, Naoya | Director | 2012-11-06 | 2014-10-24 |
| MOROOKA, Kenichi | Director | 1999-03-11 | 2006-06-09 |
| MUSSACHIA, John James | Director | 1995-07-05 | 1997-08-22 |
| NAKAMURA, Keiichiro | Director | 2020-05-01 | 2023-04-04 |
| NAKAMURA, Keiichiro | Director | 2015-08-11 | 2018-07-05 |
| NAMIKAWA, Katsuhiko | Director | 2003-02-28 | 2005-12-09 |
| OHMI, Yoshiyuki | Director | 2014-10-24 | 2015-08-11 |
| OIWA, Hisato | Director | 2014-10-06 | 2016-12-05 |
| OKADA, Natsuo | Director | 1999-03-11 | 2000-12-14 |
| OKUBO, Naoki | Director | 2017-05-09 | 2020-03-31 |
| OKUMURA, Makoto | Director | 2014-10-24 | 2016-04-11 |
| OKUYAMA, Shunichi | Director | 1996-09-25 | 1997-06-17 |
| OSHIMA, Masahiko | Director | 2014-03-25 | 2016-10-13 |
| PEARCE, Christopher | Director | — | 1995-05-01 |
| SERIZAWA, Mitsugu | Director | 2006-01-20 | 2009-04-01 |
| SEWELL, Anthony | Director | 2002-05-13 | 2009-06-12 |
| SOUCHON, Stephen Alec | Director | 2018-01-26 | 2024-12-31 |
| SUGIYAMA, Shinji | Director | 2001-06-14 | 2002-10-24 |
| SUZUKI, Ryo | Director | 2009-06-12 | 2012-09-18 |
| TAGAYA, Makoto | Director | 2012-11-19 | 2014-05-27 |
| TAKAHASHI, Kenichi | Director | 2009-06-12 | 2012-04-27 |
| THOMAS, John David | Director | 2015-08-11 | 2020-04-30 |
| THOMAS, John David | Director | 2015-08-11 | 2020-12-31 |
| TOBIMATSU, Shuichi | Director | 1994-01-14 | 1995-07-05 |
| TONOIKE, Tetsuya | Director | 2006-07-27 | 2009-03-27 |
| TSUTSUMI, Yaoki | Director | 2015-07-29 | 2017-03-23 |
| WEST, Iain Dominic | Director | 2004-05-24 | 2014-10-24 |
| YAZAWA, Takahiro | Director | 2014-10-24 | 2024-07-18 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Sumitomo Mitsui Financial Group, Inc. | Corporate entity | significant-influence-or-control-as-firm | 2016-10-01 | Active |
Filing timeline
Last 20 of 326 total filings
| Date | Type | Category | Description |
|---|---|---|---|
| 2026-04-01 | AP01 | officers | appoint person director company with name date |
| 2026-04-01 | TM01 | officers | termination director company with name termination date |
| 2026-02-09 | TM02 | officers | termination secretary company with name termination date |
| 2025-11-12 | AP03 | officers | appoint person secretary company with name date |
| 2025-07-30 | AA | accounts | accounts with accounts type group |
| 2025-06-09 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2025-05-08 | CH01 | officers | change person director company with change date |
| 2025-03-07 | CS01 | confirmation-statement | confirmation statement with no updates |
| 2025-01-13 | AP03 | officers | appoint person secretary company with name date |
| 2025-01-10 | TM02 | officers | termination secretary company with name termination date |
| 2025-01-03 | TM01 | officers | termination director company with name termination date |
| 2024-10-02 | AP01 | officers | appoint person director company with name date |
| 2024-10-01 | TM01 | officers | termination director company with name termination date |
| 2024-08-06 | AA | accounts | accounts with accounts type group |
| 2024-07-22 | AP01 | officers | appoint person director company with name date |
| 2024-07-22 | TM01 | officers | termination director company with name termination date |
| 2024-05-14 | AP03 | officers | appoint person secretary company with name date |
| 2024-05-14 | TM02 | officers | termination secretary company with name termination date |
| 2024-04-02 | AP01 | officers | appoint person director company with name date |
| 2024-03-07 | CS01 | confirmation-statement | confirmation statement with no updates |
Credit score
Altman Z″ — composite of working capital, retained earnings, EBIT, and leverage
Credit score requires extracted accounts data.
Activity Score
Filings velocity, capital events, officer churn, accounts trajectory
Activity Score not yet computed for this company.