SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED
Get an alert when SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED files next
Leroy will email you the moment a new filing lands at Companies House — one short note per filing, nothing else.
Next accounts due
2026-09-30 (in 4mo)
Last filed for 2024-12-31
Confirmation statement due
2027-04-10 (in 11mo)
Last made up 2026-03-27
Watchouts
None on the register
Accounts
Audit & accounting basis
- Accounting basis
- FRS 101
- Reporting scope
- Standalone (parent only)
- Auditor
- Ernst & Young LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Affirmed
“Taking all the above factors into consideration, including the nature of the Company and its business, the Directors are satisfied that, at the time of approving the financial statements, there is a reasonable expectation that the Company has adequate resources to continue in operational existence for 12 months from the date the Annual Report and Accounts are signed. For this reason, the Directors continue to adopt the going concern basis in preparing the financial statements.”
Significant events
- “There are ongoing discussions being undertaken which are focused on the potential closure of the Singapore branch. This consideration arises in light of recent redemptions from client Mercer, as well as the planned closure of the Hartford China A Fund, which is set to occur later in 2025.”
Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers
People
5 active · 65 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| SCHRODER CORPORATE SERVICES LIMITED | Corporate Secretary | 2016-12-08 | — | — |
| CHATT, James | Director | 2026-03-18 | Feb 1980 | British |
| MOSCOW, Andrew Lewis | Director | 2020-01-13 | Dec 1977 | British |
| SANDUM, Christopher Keith | Director | 2022-12-07 | Oct 1976 | British |
| TAYLOR, Christopher Neil | Director | 2016-10-28 | Sep 1966 | British |
Show 65 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| ASHDOWN, Hannah Claire | Secretary | 2004-07-01 | 2011-07-28 |
| HORTON, Helen Marie | Secretary | 2007-08-08 | 2012-05-31 |
| JOHNSON, Ian | Secretary | — | 2004-06-30 |
| SCHRODERS CORPORATE SECRETARY LIMITED | Corporate Secretary | 2012-05-31 | 2016-12-08 |
| AGER, John Sutherland | Director | — | 1998-06-30 |
| AYRES, Frank Alan | Director | 2000-08-01 | 2001-08-20 |
| BARKER, Andrew Robert | Director | 1999-08-17 | 2001-08-20 |
| BOGLE, Angus Robert Lockhart | Director | 2016-10-24 | 2019-01-31 |
| BONATHAN, Jennifer Ann | Director | 1997-05-15 | 1999-08-25 |
| BOTTCHER, Stefan | Director | 1999-07-30 | 2001-11-06 |
| BROWN, Alan John | Director | 2005-09-08 | 2012-05-03 |
| CHISLETT, Paul James | Director | 2012-10-17 | 2024-03-15 |
| CLARK, Peter Lawrence | Director | 2003-03-13 | 2007-03-31 |
| COLLINS, Keith Patrick | Director | 2008-09-09 | 2009-01-21 |
| CRIGHTON, Heather-Frances | Director | 1998-04-01 | 2001-08-20 |
| CROSET, Louise Eveline | Director | 1996-09-30 | 2001-08-20 |
| CURTIN, Nancy Ann | Director | 1999-02-19 | 2000-09-19 |
| DASHER, Karl Franklin | Director | 2013-09-24 | 2019-12-08 |
| DATTA, Tapan Kumar | Director | 1999-04-01 | 2001-08-20 |
| DAVY, Robert Geoffrey | Director | 1994-04-01 | 2001-08-20 |
| DELUCA, Lance Robert | Director | 2020-01-13 | 2022-07-22 |
| DOBBS, Matthew Frederick | Director | 2000-05-17 | 2001-08-20 |
| DORRIEN-SMITH, James Augustus Bagration Smith | Director | 2007-03-01 | 2013-07-01 |
| FARQUHARSON, Donald Hugh Miller | Director | 1999-04-01 | 2001-08-20 |
| FORD, John Michael Frederick | Director | 2001-05-03 | 2003-03-21 |
| FOSTER, James Edward | Director | 2003-11-21 | 2005-05-31 |
| FOULKES, Richard Ralston | Director | — | 2005-10-31 |
| FREEMAN, Louise | Director | 2024-03-15 | 2026-03-18 |
| GARDINER, Jason Andrew | Director | 2007-05-23 | 2008-07-30 |
| GIBSON, David | Director | 1994-10-31 | 1998-05-01 |
| GOODCHILD, Roger Duncan | Director | 2001-08-15 | 2008-08-12 |
| GOULD, Phillipa Jacqueline | Director | 1996-07-08 | 1998-02-19 |
| GOVETT, Clement John | Director | 1995-02-21 | 1998-04-29 |
| HARDY, Philip John | Director | 1999-01-07 | 2001-07-05 |
| HARRISON, Peter | Director | 2013-03-15 | 2016-08-15 |
| HAUGH, Sharon Louise | Director | — | 2002-07-03 |
| HORLICK, Richard Miles Andrew | Director | 2003-03-01 | 2005-05-17 |
| JOHNSON, Steven Nelson | Director | 2006-01-05 | 2006-09-01 |
| KENNEALLY, Susan Boland | Director | 1997-04-15 | 2000-03-31 |
| LAMBDEN, Kenneth Roderick | Director | 2012-10-09 | 2013-03-01 |
| LUCKYN-MALONE, Laura Elizabeth | Director | — | 1997-01-15 |
| MACEY, Hugo Jonathan Verner | Director | 2010-07-07 | 2012-06-26 |
| MAISONNEUVE, Virginie Monique | Director | 2005-02-14 | 2013-10-30 |
| MUMFORD, David John | Director | — | 1994-06-30 |
| OERELSTEIN, Michael Mark | Director | 1997-05-01 | 2001-08-20 |
| OOI, Yang Ming | Director | 2008-09-18 | 2011-11-03 |
| RALSTON, Gavin Douglas Lewis | Director | — | 2001-08-20 |
| RICHARDS, Nicola Jane | Director | 2015-07-20 | 2016-10-24 |
| RIDGWAY, David John | Director | 1999-04-01 | 2001-08-20 |
| SALISBURY, David Murray | Director | — | 1999-12-09 |
| SARGENT, Alex James | Director | 2009-04-28 | 2010-05-19 |
| SEDGWICK, Ian Peter | Director | — | 1995-10-31 |
| SELBY, Frances Prout | Director | 1999-08-04 | 2003-04-11 |
| SMITH, Mark Julian | Director | 1993-04-01 | 2001-08-20 |
| SULLIVAN, Ellen B. | Director | 1999-08-04 | 2001-08-20 |
| TAKAGI, Shigemi | Director | 2000-04-01 | 2001-08-20 |
| TAYLOR, Gareth Henry John | Director | 2012-02-03 | 2016-10-28 |
| TJIA, Ton Fi | Director | — | 1994-08-30 |
| TROIANO, John Alexander | Director | — | 2005-12-08 |
| VAN HEUSDE, Johannes Cornelis | Director | 1997-05-15 | 2000-05-31 |
| VARNEY, Guy Nicholas Buckingham | Director | 1999-04-01 | 2001-08-20 |
| VERMEULEN, Patrick Julien Albert | Director | 1997-07-01 | 1999-03-24 |
| VISHKAI, Reza | Director | 1997-05-29 | 2001-08-20 |
| WALLACE, Philip Christopher | Director | 2011-11-16 | 2011-11-16 |
| WILLOUGHBY, Thomas Jeremy | Director | 2001-09-06 | 2006-06-08 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Schroder Investment Management Limited | Corporate entity | Shares 75–100%, Voting 75–100%, Appoints directors | 2016-04-06 | Active |
Filing timeline
Last 20 of 299 total filings
| Date | Type | Category | Description | |
|---|---|---|---|---|
| 2026-03-31 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2026-03-27 | TM01 | officers | Termination director company with name termination date | |
| 2026-03-23 | AP01 | officers | Appoint person director company with name date | |
| 2025-09-18 | AA | accounts | Accounts with accounts type full | |
| 2025-03-27 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2025-02-17 | CH01 | officers | Change person director company with change date | |
| 2024-08-30 | AA | accounts | Accounts with accounts type full | |
| 2024-07-08 | CH01 | officers | Change person director company with change date | |
| 2024-05-23 | CH01 | officers | Change person director company with change date | |
| 2024-03-27 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2024-03-25 | TM01 | officers | Termination director company with name termination date | |
| 2024-03-22 | AP01 | officers | Appoint person director company with name date | |
| 2023-08-15 | AA | accounts | Accounts with accounts type full | |
| 2023-03-31 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2022-12-08 | AP01 | officers | Appoint person director company with name date | |
| 2022-07-25 | TM01 | officers | Termination director company with name termination date | |
| 2022-04-19 | AA | accounts | Accounts with accounts type full | |
| 2022-03-28 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2021-08-11 | CH01 | officers | Change person director company with change date | |
| 2021-05-19 | AA | accounts | Accounts with accounts type full |
Public-record activity
Raw counts from Companies House — last 12–24 months
- Filings
- 4
- Capital events
- 0
- Officers appointed
- 1
- Officers resigned
- 1
last 12 months
last 24 months
last 12 months
last 12 months
Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.
Year-on-year
Latest filed period vs the prior one
No year-on-year comparison available — needs at least two filed periods with shared line items.