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Next accounts due

2026-06-30 (in 1mo)

Last filed for 2024-09-30

Confirmation statement due

2026-10-12 (in 5mo)

Last made up 2025-09-28

Watchouts

None on the register

Cash

£110M

-15.9% vs 2023

Net assets

£119M

-9.3% vs 2023

Employees

836

+4.6% vs 2023

Profit before tax

-£15M

-386% vs 2023

Accounts

2-year trend · latest reflected 2024-09-30

Metric Trend 2023-09-302024-09-30
Turnover £201,567,000£204,692,000
Operating profit -£5,825,000-£20,275,000
Profit before tax -£3,120,000-£15,163,000
Net profit -£2,636,000-£12,325,000
Cash £130,592,000£109,805,000
Total assets less current liabilities £134,605,000£122,812,000
Net assets £131,101,000£118,925,000
Equity £131,101,000£118,925,000
Average employees 799836
Wages £59,854,000£69,450,000

Values shown as filed in the company's annual accounts. indicates the figure wasn't present under that line item in that period. About these numbers

Ratios

Computed from the line items above — sparklines read oldest → newest

Ratio Trend 2023-09-302024-09-30
Operating margin -2.9%-9.9%
Net margin -1.3%-6.0%
Return on capital employed -4.3%-16.5%
Gearing (liabilities / total assets) 52.5%60.4%
Current ratio 1.82x1.53x
Interest cover -15.29x-101.38x

Margins divide P&L lines by turnover. Gearing is liabilities over total assets. Current ratio is current assets over creditors falling due within one year. Interest cover is operating profit over absolute finance costs. Sector-distribution context coming next.

Audit & accounting basis

Accounting basis
UK-adopted IFRS
Reporting scope
Standalone (parent only)
Auditor
KPMG LLP
Audit opinion
Unqualified (clean)
Going concern
Affirmed

“The Board considers that the Company will have sufficient funds to continue to meet its liabilities as they fall due. In order to ensure this, its Ultimate Parent Company, Raymond James Financial, Inc., has provided a capital injection in the post year end period. Based on these facts, the Directors have therefore prepared the financial statements on a Going Concern basis.”

Group structure

  1. RAYMOND JAMES WEALTH MANAGEMENT LIMITED · parent
    1. Rock (Nominees) Limited 100% · England and Wales
    2. Exempt Nominees Limited 100% · England and Wales

Significant events

Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers

People

9 active · 30 resigned

Name Role Appointed Born Nationality
UNG, Julie Secretary 2012-09-18
ALLISON, Paul Dixon Director 2022-09-20 Feb 1956 Canadian
CAMPBELL, Marcia Dominic Director 2017-10-16 Mar 1959 British
ELWYN, Tashtego Spring Director 2022-01-27 Mar 1971 American
GROOTENHUIS, Hugh John Director 2017-09-07 Apr 1958 British
HAMPTON, Francesca Margaret Director 2024-02-16 Mar 1970 British
JENSON, Kim Rachelle Director 2025-05-01 Aug 1958 American
KINNEY PRITCHARD, Sandy Director 2024-02-13 May 1958 Irish
WAN, Gala Director 2022-01-27 Apr 1980 American
Show 30 resigned officers
Name Role Appointed Resigned
HURRELL, Eric Raymond Secretary 1999-04-01 2000-02-21
TEPER, Gary Secretary 2000-02-21 2012-09-18
ABBERLEY, Paul Andrew Director 2014-12-09 2025-04-16
AKERMAN, James Hugo Strange Director 2012-07-26 2014-07-25
ANDERSON, Norman Macgregor Watt Director 1997-11-28 2014-07-25
BENNETT, Michael George Director 2009-04-01 2014-07-25
BUTCHER, James Andrew Director 1997-11-21 2012-02-29
CAMPAGNOLI, Vincent Director 2022-01-27 2024-04-01
CLARK, Edward Michael Director 2015-03-31
DIDHAM, Andrew Director 2015-09-18 2021-12-16
GUERIN, Bridget Elisabeth Director 2014-07-25 2020-09-30
HARRIS-DEANS, Christopher Patrick Director 2012-07-26 2014-07-25
HOWARD, David Howarth Seymour, Sir Director 2017-03-01
HOWARD, Edward, Sir Director 1999-10-29
HURRELL, Eric Raymond Director 1999-04-01 2003-03-31
HURST, Peter Anthony Director 2011-08-31
KING, Steve Charles Director 1997-11-21 2012-05-31
LILWALL, Michael Raymond Ian Director 1997-11-28 2016-11-23
MALPAS, Venetia Jane Director 2003-03-31 2014-01-01
MONEY-COUTTS, Benjamin Burdett Director 2015-06-10 2024-03-07
MOORES, Peter Derek Kilian Director 2022-01-27 2024-04-01
MURPHY, Martina Maria Director 1997-11-21 2014-07-25
NATHAN, Philip Charles Director 1997-11-21 2014-07-25
PITTS, Michael John Director 1999-04-01 2009-03-31
PUSINELLI, David Charles Director 2014-07-25 2017-07-27
RAWLINGSON, James Hedley Director 2011-09-01 2015-01-07
SCOTT, Anthony Craufurd Director 2012-07-26 2016-04-18
STEWART-SMITH, James Cautley Director 2012-07-26 2014-07-25
TEPER, Gary Director 2005-04-01 2017-03-01
TROUP, Anna Evelyn Director 2020-10-01 2022-11-01

Ownership

Persons with significant control

Name Kind Nature of control Notified Status
Raymond James Financial, Inc Corporate entity Shares 75–100%, Voting 75–100% 2022-01-21 Active
Charles Stanley Group Limited Corporate entity Shares 75–100%, Voting 75–100%, Appoints directors, significant-influence-or-control-as-firm 2016-04-06 Ceased 2022-01-21

Filing timeline

Last 20 of 232 total filings

Date Type Category Description
2025-11-17 MR01 mortgage Mortgage create with deed with charge number charge creation date PDF
2025-11-10 SH01 capital Capital allotment shares PDF
2025-10-16 RP01SH01 miscellaneous Legacy PDF
2025-10-10 CS01 confirmation-statement Confirmation statement with updates PDF
2025-07-01 CERTNM change-of-name Certificate change of name company
2025-07-01 CONNOT change-of-name Change of name notice
2025-06-19 AA accounts Accounts with accounts type full
2025-05-06 AP01 officers Appoint person director company with name date PDF
2025-04-25 TM01 officers Termination director company with name termination date PDF
2024-10-08 CS01 confirmation-statement Confirmation statement with updates PDF
2024-10-08 SH01 capital Capital allotment shares
2024-06-27 AA accounts Accounts with accounts type full
2024-06-24 CH01 officers Change person director company with change date PDF
2024-06-24 CH03 officers Change person secretary company with change date PDF
2024-06-24 AD01 address Change registered office address company with date old address new address PDF
2024-04-02 TM01 officers Termination director company with name termination date PDF
2024-04-02 TM01 officers Termination director company with name termination date PDF
2024-03-08 TM01 officers Termination director company with name termination date PDF
2024-02-26 AP01 officers Appoint person director company with name date PDF
2024-02-20 AP01 officers Appoint person director company with name date PDF

Public-record activity

Raw counts from Companies House — last 12–24 months

Filings
8

last 12 months

Capital events
2

last 24 months

Officers appointed
1

last 12 months

Officers resigned
0

last 12 months

Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.

Year-on-year

FY2023 → FY2024 · period ending 2024-09-30 vs 2023-09-30

Each % is (latest − prior) ÷ |prior| for the line item as filed. Periods don't have to be exactly 12 months apart — a long or short period (typical around incorporation or year-end changes) will distort the comparison. Lines a company doesn't report are omitted. About these numbers

Official Companies House page