SANLAM SECURITIES UK LIMITED
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Next accounts due
2026-09-30 (in 4mo)
Last filed for 2024-12-31
Confirmation statement due
2026-05-15 (this month)
Last made up 2025-05-01
Watchouts
Watchouts
Facts from the Companies House register and the latest accounts — not a rating
-
Material uncertainty over going concern
Subject to the regulator's permission to deregulate, the directors' current intention is to liquidate the Company within 12 months of these financial statements being approved. The Company's holding company will bear all costs associated with it's liquidation. Accordingly, the directors have not prepared the financial statements on a going concern basis.
Accounts
Audit & accounting basis
- Accounting basis
- FRS 102
- Reporting scope
- Standalone (parent only)
- Auditor
- Saffery LLP
- Audit opinion
- Unqualified (clean)
- Going concern
- Material uncertainty disclosed
“Subject to the regulator's permission to deregulate, the directors' current intention is to liquidate the Company within 12 months of these financial statements being approved. The Company's holding company will bear all costs associated with it's liquidation. Accordingly, the directors have not prepared the financial statements on a going concern basis.”
Group structure
- SANLAM SECURITIES UK LIMITED · parent
- Principal Nominees Limited 100%
Significant events
- “The profit for the financial year amounted to £192,128 (2023: loss for the year of £732,437). The profit for the financial year is a result of the reduction in operational expenses following the cessation of the TSA agreement with CASLP.”
Auditor, going-concern and subsidiary information is drawn from the narrative of the latest annual accounts. About these numbers
People
2 active · 41 resigned
| Name | Role | Appointed | Born | Nationality |
|---|---|---|---|---|
| EASTERBROOK, James | Director | 2025-08-04 | Dec 1970 | South African |
| ROOTHMAN, Carl Christiaan | Director | 2024-09-12 | Jun 1970 | South African |
Show 41 resigned officers
| Name | Role | Appointed | Resigned |
|---|---|---|---|
| BACH, Harold | Secretary | — | 2009-03-19 |
| GAGER, Duncan James | Secretary | 2013-08-01 | 2016-05-09 |
| GIBSON, Jeremy Paul | Secretary | 2017-03-31 | 2019-10-07 |
| HAINES, Stephen Paul | Secretary | 2016-07-01 | 2017-03-31 |
| LORAM, Rehana | Secretary | 2016-05-09 | 2016-07-01 |
| SEXTON, Rose Marie | Secretary | 2009-03-19 | 2013-08-01 |
| AMOR, John Leonard | Director | 2012-10-09 | 2016-09-30 |
| BARWELL, Alison Louise | Director | 2012-11-01 | 2016-05-09 |
| BHOMA, Bidhi Singh | Director | 2008-09-09 | 2009-10-30 |
| BRUWER, Francois | Director | 2013-02-11 | 2016-05-09 |
| CHAPMAN, Paul Andrew | Director | 2009-10-28 | 2013-03-31 |
| CLARIDGE, Patrick Timothy | Director | 2009-02-24 | 2012-06-14 |
| CLEMENTS, Simon Robert | Director | 2010-03-10 | 2015-12-14 |
| CLEMENTS, Simon Robert | Director | 2004-03-02 | 2009-10-30 |
| COBURN, Jeffrey Michael | Director | 1996-01-17 | 2008-12-31 |
| EAST, John Richard Alan | Director | — | 2014-03-26 |
| ELY-JOHNSTON, Bruce Alan Ray | Director | 2012-11-14 | 2014-03-20 |
| FABRIZI, Francesco Anthony Bodie | Director | 2007-10-09 | 2008-06-13 |
| FOSTER-POWELL, John Sidney Hardcastle | Director | 2009-03-19 | 2011-09-28 |
| FOX, Simon Anthony | Director | 2007-09-24 | 2008-05-09 |
| FRANCKEISS, Haydn Mark | Director | 2022-09-01 | 2025-08-01 |
| FRASER, Nicola Jane | Director | 2020-11-06 | 2022-05-06 |
| FRASER, Nicola Jane | Director | 2020-05-05 | 2020-06-11 |
| GAGER, Duncan James | Director | 2012-11-01 | 2016-05-09 |
| GIBSON, Jeremy Paul | Director | 2016-12-28 | 2019-10-07 |
| GURNEY, Nigel John | Director | 2011-08-01 | 2013-03-31 |
| HAINES, Stephen Paul | Director | 2016-05-10 | 2017-03-31 |
| KRIEL, Daniel Eduard | Director | 2012-06-14 | 2018-05-31 |
| LYTTLETON, Jonathan Andrew | Director | 1996-01-17 | 2001-10-15 |
| MASON, David John | Director | 2020-10-14 | 2022-08-31 |
| MASSEY, Craig Alan | Director | 2012-06-19 | 2015-12-15 |
| POLIN, Jonathan Charles | Director | 2015-12-15 | 2022-05-06 |
| SMITH, Brent | Director | 2013-05-13 | 2017-04-28 |
| SMITH, Graeme Roger | Director | 2009-10-28 | 2013-05-13 |
| TAGLIABUE, Alfio | Director | 2016-05-09 | 2016-11-17 |
| TOWNSEND, Jonathan | Director | 2004-03-02 | 2009-01-19 |
| VAN DER NEST, Nadia Rozanne | Director | 2025-04-22 | 2025-12-05 |
| VAN HEERDEN, Thomas Fritz, Mr. | Director | 2021-12-15 | 2025-04-29 |
| WARD, Hugh Roderick | Director | 2022-05-17 | 2024-05-08 |
| WHITE, John David | Director | 2016-12-21 | 2021-07-27 |
| WORLIDGE, David | Director | — | 2013-05-13 |
Ownership
Persons with significant control
| Name | Kind | Nature of control | Notified | Status |
|---|---|---|---|---|
| Sanlam Private Investments (Uk) Holdings Ltd | Corporate entity | Shares 75–100%, Voting 75–100%, Appoints directors | 2016-04-06 | Active |
Filing timeline
Last 20 of 258 total filings
| Date | Type | Category | Description | |
|---|---|---|---|---|
| 2026-03-27 | PSC05 | persons-with-significant-control | Change to a person with significant control | |
| 2026-03-27 | CH01 | officers | Change person director company with change date | |
| 2026-03-27 | CH01 | officers | Change person director company with change date | |
| 2026-03-02 | AD01 | address | Change registered office address company with date old address new address | |
| 2025-12-05 | TM01 | officers | Termination director company with name termination date | |
| 2025-08-29 | AA | accounts | Accounts with accounts type full | |
| 2025-08-12 | TM01 | officers | Termination director company with name termination date | |
| 2025-08-06 | AP01 | officers | Appoint person director company with name date | |
| 2025-06-11 | AP01 | officers | Appoint person director company with name date | |
| 2025-05-01 | CS01 | confirmation-statement | Confirmation statement with no updates | |
| 2025-04-30 | TM01 | officers | Termination director company with name termination date | |
| 2025-04-30 | CH01 | officers | Change person director company with change date | |
| 2024-10-14 | CH01 | officers | Change person director company with change date | |
| 2024-09-17 | AP01 | officers | Appoint person director company with name date | |
| 2024-08-28 | TM01 | officers | Termination director company with name termination date | |
| 2024-08-24 | AA | accounts | Accounts with accounts type full | |
| 2024-05-14 | CS01 | confirmation-statement | Confirmation statement with updates | |
| 2024-03-20 | CH01 | officers | Change person director company with change date | |
| 2024-03-20 | CH01 | officers | Change person director company with change date | |
| 2024-03-18 | PSC05 | persons-with-significant-control | Change to a person with significant control |
Public-record activity
Raw counts from Companies House — last 12–24 months
- Filings
- 10
- Capital events
- 0
- Officers appointed
- 1
- Officers resigned
- 2
last 12 months
last 24 months
last 12 months
last 12 months
Direct counts from the register. No score, no rating — see the Filing timeline for the underlying events.
Year-on-year
Latest filed period vs the prior one